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Job Description
We are partnered exclusively with a well-established London Market Insurance business and Lloyd's Syndicate who, due to the growth of the company, are seeking a Compliance Analyst to join their warm and collaborate Compliance function.
Working closely with the Senior Manager, you will:
• Provide guidance on financial crime and international sanctions regulations.
• Assist with overseeing the product and distribution arrangement within the business by carrying out second line of defence product/binder reviews to assess compliance with internal controls and regulatory requirements.
• Work together with HR (training and development) to develop and deliver all regulatory and compliance e-learning to ensure staff meet with regulatory training requirements. Deliver ad hoc in person training as and when required.
• Review and maintain compliance policies, procedures and guidance documents to align with regulatory changes and industry best practices.
• Review and approve financial promotions to ensure compliance with regulatory standards and marketing guidelines
It is essential that you currently work within the London Insurance Market as part of a Compliance function, as well as strong working knowledge of the FCA Handbook.
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Working closely with the Senior Manager, you will:
• Provide guidance on financial crime and international sanctions regulations.
• Assist with overseeing the product and distribution arrangement within the business by carrying out second line of defence product/binder reviews to assess compliance with internal controls and regulatory requirements.
• Work together with HR (training and development) to develop and deliver all regulatory and compliance e-learning to ensure staff meet with regulatory training requirements. Deliver ad hoc in person training as and when required.
• Review and maintain compliance policies, procedures and guidance documents to align with regulatory changes and industry best practices.
• Review and approve financial promotions to ensure compliance with regulatory standards and marketing guidelines
It is essential that you currently work within the London Insurance Market as part of a Compliance function, as well as strong working knowledge of the FCA Handbook.