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Job Description
Compliance Officer
Newcastle
Salary £31,000 + Bonus
Interested in this role You can find all the relevant information in the description below.
Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.
This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.
Role Responsibilities:
- Ensure client files are in compliance with regulatory standards and internal policies
- Files submitted and checked via in house back office system
- Assistance with answering enquiries from advisers by email and telephone
- Part of a dynamic team reviewing cases
- Skills:Strong communication skills, both verbal and written
- Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)
- Previous experience in a similar role would be beneficial, although full training provided