Job Description
MERJE are partnered with a leading Investment Manager who are looking for a Compliance Officer to join their fast growing and global team.Key Responsibilities:Manage a varied portfolio of regulatory compliance activities including: giving advisory opinions, providing training, developing policies and processes, approving new business initiatives, and supporting business-led projects (including group level initiatives) and transactions.Keep the business apprised of regulatory changes and provide high-level impact analysis that can then be assessed for further project implementation or policy draftingHelp manage Core Compliance and trading ComplianceInput into the design and operation of the monitoring and transaction surveillance programmeHelping to manage Compliance policies and procedures across the business.Key Requirements:Compliance experience within Investment ManagementStrong FCA regulatory knowledge experienceKnowledge of Surveillance, Core and Trade ComplianceExperience formulating Compliance policies and proceduresTo find out more about this exciting opportunity please apply below.