Type of Position: IFA Compliance Officer - Dorking
Pay: £35k - £50k
We are looking for an experienced Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4). The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies. Your expertise in effective risk management and regulatory knowledge will play a crucial role in maintaining the company's integrity and reputation.
Responsibilities:
Experience and Qualifications:
We are considering both full-time and part-time candidates for this position. Our client offers the flexibility of hybrid working.
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