-
Job Description
Quality Assurance Manager
Check below to see if you have what is needed for this opportunity, and if so, make an application asap.
An international law firm is looking to hire a Quality Assurance Manager to focus on developing policies, procedures, and risk strategy in support of their client onboarding lifecycle and provide ongoing monitoring/ assurance of these.
This person can be based in London or remotely from anywhere in England or Wales.
Responsibilities:
- Manage a small team who are responsible for the governance of Reg Ops policies and procedures
- Work closely with Risk & Compliance, Reg Ops and other functions to maintain a robust and up to date suite of Reg Ops processes and policies
- Ensure quality checks are carried out each quarter
- Ensure the on-boarding process has followed internal policy and procedures in relation to CDD, screening and the risk assessment
- Prepare reports for each jurisdiction on QA testing findings and make recommendations
- Work closely with other teams to ensure a strong understanding of and adherence to the client acceptance and AML policies and procedures
- Assist with the review of on-boarding procedures to ensure process and procedures are aligned to regulations and communicated to the team
- Liaise with stakeholders across the business and regularly present to Partners and Business Leads
Requirements:
- Minimum of 5 years' experience working in a compliance and/or client due diligence environment
- Solid understanding of the regulatory requirements affecting law firms
- Hold an AML certificate or similar equivalent
- Prior management/supervisory experience
- Confident at liaising with senior stakeholders and Partners