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Job Description
Senior Surveillance Manager (VP/AD level -Electronic Trading)
A leading, institutional electronic trading platform, operating in the fixed income market.
Job Description
- Approximately 10 years or more experience of working within in compliance roles with a significant amount of that in a surveillance role a UK/EU market surveillance function for a bank, investment firm or trading venue (preferred), encompassing monitoring, market abuse risk assessments, alert calibrations, reporting and record-keeping of processes and decisions;
- Fixed income experience in compliance or trading (first line trading experience in fixed income preferred, but not required)
- Extensive knowledge of relevant market abuse regulations and regulator's expectations to manage market abuse risk and disorderly trading and attendant reporting obligations (i.e STORs and the FCA Principles for Business) ;
- Experience of working with third party vendors supporting surveillance arrangements is preferred and managing the relationship with the surveillance system provider
- Experience of using and enhancing surveillance software for trade surveillance and electronic communications monitoring and attendant case management;
- Interfacing with regulators and management in relation to queries or providing advice about the market abuse control framework;
The Successful Applicant
- University graduate or similar;
- Thinking creatively and critically to solve problems and anticipate potential questions or issues;
- Excellent judgement in handling sensitive and confidential information;
- Strong presentation and verbal skills to produce reports, following up on action points or enquiries;
- Strong data analytical skills including proficient use of MS Office software, in particular Excel and PowerPoint presentations;
- Gravitas and experience to discuss the status of the business's market abuse arrangements to senior management and governance committees;
- Should be able and willing to work proactively, transparently and collaboratively but without micromanagement, reliably and effectively;
What's on Offer
autonomy and ownership over surveillance programme, competitive package, fast paced environment
Page Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Gold Standard Accreditation from the Clear Company. We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.
Page Executive is part of the PageGroup. 200 Dashwood Lang Road , Addlestone , Surrey , KT15 2NX